Security & Safe Keeping of Assets

Rosen Group Private Wealth Management has chosen Raymond James Ltd as our preferred custodian to provide safekeeping of assets, online access, and account statements to our client base.

What does this mean for you as a client? You receive boutique investment management and family office services combined with the security of one of North America’s most sound financial institutions. As the custodial firm reporting directly to you, Raymond James Ltd is independent of the firm managing your portfolio.

Raymond James Ltd is one of North America’s leading independent full-service investment dealers with an extensive presence across Canada and the United States. Rosen Group Private Wealth Management’s relationship with Raymond James Ltd means that our clients have the peace of mind knowing that Raymond James Correspondent Services provides us with end-to-end solutions for all of our custodial and clearing needs.

Strength And Security of Rosen Group Private Wealth Management

At Rosen Group Private Wealth Management, we pride ourselves on our commitment to placing clients’ needs first. Our clients have worked hard to build their assets – and we want them to know that we’re going to work even harder at keeping them safe. We have developed a number of safeguards to ensure the protection of client assets held at our firm. There are important reasons why clients trust Rosen Group Private Wealth Management with their investments: we have a strong corporate backing, follow security safekeeping measures, implement investment safeguards, offer industry-wide investor protection, and adhere to strict industry standards.

Rosen Group Private Wealth Management’s principal regulator is the Autorité des marchés financiers (AMF) and we are also registered in Ontario under the Ontario Securities Commission (OSC).

Invest in yourself. your future.